Banks and Capital Market

KUNZ also offers you one-stop advice on all questions of banking and financing law and banking supervisory law. Our attorneys support you in your daily business, they design new products, support in the drafting and optimization of necessary documentation and negotiate contracts. We assess complex legal issues for you and represent your interests in court and before authorities, in particular German Federal Financial Services Regulatory Authority (German: BaFin). In banking supervisory law, we work closely with audit-related consulting firms.

Our "Banks and Capital Markets" team is particularly active in the following areas:

Banking Supervision Law

  • Examination Regulations
  • Defense against Measures of the German Federal Financial Services Regulatory Authority (German: BaFin)
  • Dismissal Procedures
  • Audit Reports of the Auditing Associations

Advice for Cooperative Banks and Savings Banks

  • Cooperative and Savings Bank Law
  • Outsourcing
  • Merger, Restructuring of Institutions
  • MaRisk, MaComp
  • Compliance, Money Laundering
  • Data Protection, Banking Secrecy
  • Remuneration Regulation for Institutions (German: Instituts-Vergütungsverordnung)
  • Advice for Bodies
  • Support in Committee Meetings and Meetings of Representatives
  • Liability of Managers and Supervisory Board Members
  • Banking Labor Law

Banking Law

  • Account Agreement and Payment Transactions
  • Deposits and Lending Business, Loan Collateral, Loan Sales
  • Leasing and Factoring
  • Receivables Management, Corporate Financing

Grey and Regulated Capital Market, Stock Exchange

  • Venture Capital and Private Equity
  • Securities Business, regulated Capital Market
  • Grey Capital Market (Real Estate, Media, Ship and Wind Power Funds)
  • Prospecting, IPO
  • Information Duties
  • Delisting and Going Public
  • Legal Questions regarding Investment Advice and Brokerage, Asset Management


Tim Schwarzburg

Attorney-at-Law (Germany)
Specialist lawyer for labor law
Specialist lawyer for commercial and corporate law
Lecturer at the HS Koblenz – Faculty for Economic Sciences

Heinrich Rohde

Attorney-at-Law (Germany)
Specialist lawyer for commercial and corporate law
Lecturer Frankfurt School of Finance & Management
Certified company succession consultant (zentUma e.V.)

Arnold Neuhaus

Attorney-at-Law (Germany)
Specialist lawyer for labor law
Specialist lawyer for commercial and corporate law
Specialist lawyer for medical law

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56068 Koblenz
Phone: +49 (0) 261 3013 0
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50667 Cologne
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40212 Düsseldorf
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Telefax +49 (0) 211 8909464-9

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60327 Frankfurt am Main
Telefon +49 (0) 6995 951-0
Telefax +49 (0) 6995 9511-00


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70173 Stuttgart
Tel +49 711 860 6790
Fax +49 711 9533 8724